Frederick R. Fadel

WILLINK ASSET MANAGEMENT LLC

East Aurora, NY 14052

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CRD#: 2003217

Professional summary

Frederick Raymond Fadel, CFP®, who also goes by Frederick Raymond Fadel, Frederick Raymond Raymond Fadel, is a registered financial advisor currently at WILLINK ASSET MANAGEMENT LLC located in East Aurora, New York and NORTH WOODS WEALTH MANAGEMENT located in Buffalo, New York.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Frederick has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frederick Raymond Fadel | Frederick Raymond Raymond Fadel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Raymond Fadel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 5, 2022 - Present

WILLINK ASSET MANAGEMENT LLC

Office #1: 484 Main Street, East Aurora, NY 14052

CRD#: 117622

East Aurora, NY

Current

April 15, 2025 - Present

NORTH WOODS WEALTH MANAGEMENT

Office #1: 977 Delaware Ave, Buffalo, NY 14209

RIA

CRD#: 226575

BUFFALO, NY

Past

April 22, 2021 - December 31, 2021

WILLINK ASSET MANAGEMENT LLC

RIA

CRD#: 117622

East Aurora, NY

Past

November 26, 2002 - December 31, 2005

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 26, 1995 - August 18, 2000

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

January 10, 1995 - November 29, 2002

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 27, 1992 - December 18, 1992

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 24, 1989 - October 27, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 24, 1989 - October 27, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH WOODS WEALTH MANAGEMENT

NORTH WOODS ASSET MANAGEMENT LLC | WRENS FINANCIAL SERVICES LLC | NORTH WOODS WEALTH MANAGEMENT | NORTH WOODS CAPITAL BENEFITS LLC | NORTH WOODS CAPITAL BENEFITS

CRD#: 226575 / SEC#: 801-115081

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

New York

Registered Investment Advisory firm - (4/30/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/2/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTH WOODS WEALTH MANAGEMENT

NORTH WOODS ASSET MANAGEMENT LLC | WRENS FINANCIAL SERVICES LLC | NORTH WOODS WEALTH MANAGEMENT | NORTH WOODS CAPITAL BENEFITS LLC | NORTH WOODS CAPITAL BENEFITS

CRD#: 226575 / SEC#: 801-115081

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

New York

Registered Investment Advisory firm - (4/30/2019 Terminated)

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Contact information

Main Address

977 Delaware Ave, Buffalo, NY 14209

Mailing Address

Phone number

(716) 220-8497

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWMM FORM ADV PART 2A 2025 (7/2/2025)

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 74,820,707

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick R. Fadel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Raymond Fadel's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH WOODS WEALTH MANAGEMENT

WILLINK ASSET MANAGEMENT LLC

CADARET, GRANT & CO., INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

SECURITIES AMERICA, INC.

SECURITIES AMERICA, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NORTH WOODS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 1/15/1990

Series 7

Date: 5/2/1996

Series 6

Date: 11/22/1989

Current Firm

NORTH WOODS WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH WOODS WEALTH MANAGEMENT

TRUST BUT VERIFY

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