Peter F. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Crowley was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2009 - February 23, 2021
EATON VANCE MANAGEMENT
February 21, 1997 - February 23, 2021
EATON VANCE DISTRIBUTORS, INC.
November 13, 1995 - February 25, 1997
TRANSAMERICA CAPITAL, LLC
September 29, 1993 - October 26, 1995
PLM SECURITIES CORP.
October 25, 1991 - June 28, 1993
AMERICAN FINANCE GROUP SECURITIES CORP.
March 11, 1991 - May 7, 1991
AMERIPRISE ADVISOR SERVICES, INC.
January 23, 1990 - May 4, 1990
LEHMAN BROTHERS INC.
November 22, 1989 - February 15, 1990
J. T. MORAN & CO., INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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