Raymond P. Burley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Paul Burley M, who also goes by Raymond Burley, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1992. Raymond had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - April 18, 2013
PEAK6 VEGA MASTER FUND LLC
August 31, 2011 - July 1, 2014
PEAK6 PERFORMANCE MANAGEMENT LLC
August 25, 2011 - October 23, 2013
PEAK6 CAPITAL MANAGEMENT LLC
August 3, 2006 - March 3, 2008
MCCLENDON, MORRISON & PARTNERS, INC.
July 9, 2003 - December 3, 2010
TERRA NOVA FINANCIAL, LLC
August 4, 1992 - April 19, 1999
ROMANO BROTHERS AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK6 VEGA MASTER FUND LLC
CRD#: 158878 / SEC#: , 8-68939
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 VEGA MASTER FUND LTD. | MEMBER | |
| KAMINSKY, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | 4805048 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
