Robert W. Berenis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert W Berenis, who also goes by Robert Walter Berenis, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2008 - November 20, 2008
MSI FINANCIAL SERVICES, INC.
August 24, 2005 - July 7, 2016
ALLSTATE FINANCIAL SERVICES, LLC
July 1, 2003 - August 4, 2005
KESTRA INVESTMENT SERVICES, LLC
June 21, 2002 - July 7, 2003
SECURITIES AMERICA, INC.
August 25, 1998 - June 26, 2002
PRIME CAPITAL SERVICES, INC.
September 8, 1995 - August 21, 1998
CITISTREET EQUITIES LLC
July 8, 1995 - September 13, 1995
NATHAN & LEWIS SECURITIES, INC.
June 25, 1992 - June 28, 1995
CITISTREET EQUITIES LLC
April 24, 1992 - June 30, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 24, 1992 - June 30, 1992
PRUCO SECURITIES, LLC.
November 6, 1989 - June 19, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 6, 1989 - June 19, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
