MM
Melissa M. Moser
CENTENNIAL SECURITIES COMPANY
Chicago, IL 60603
Some features on this profile are disabled
CRD#: 2003038
MM
Professional summary
Melissa Mary Moser, who also goes by Melissa Mary Korda, Melissa Korda, is a registered financial advisor currently at CENTENNIAL SECURITIES COMPANY, INC. located in Chicago, Illinois.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Melissa has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Mary Korda | Melissa Korda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Mary Moser's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Melissa Mary Moser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2023 - Present
CENTENNIAL SECURITIES COMPANY, INC.
Office #1: 135 S. Lasalle Street Suite 3710, Chicago, IL 60603RIA
BD
CRD#: 7763
Chicago, IL
Current
January 20, 2023 - Present
CENTENNIAL SECURITIES COMPANY, INC.
Office #1: 135 S. Lasalle Street Suite 3710, Chicago, IL 60603RIA
BD
CRD#: 7763
Chicago, IL
Past
August 26, 2022 - January 3, 2023
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
Chicago, IL
Past
September 30, 2016 - December 31, 2022
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Chicago, IL
Past
September 5, 2012 - January 3, 2023
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Chicago, IL
Past
November 1, 2010 - July 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHICAGO, IL
Past
March 20, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
CHICAGO, IL
Past
August 11, 2004 - March 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHICAGO, IL
Past
September 7, 2001 - March 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHICAGO, IL
Past
April 6, 1999 - June 9, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
December 5, 1994 - March 8, 1999
ABN AMRO INCORPORATED
BD
CRD#: 15776
STAMFORD, CT
Past
September 15, 1993 - December 1, 1994
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CENTENNIAL SECURITIES COMPANY, INC.
CENTENNIAL SECURITIES CO. | CENTENNIAL SECURITIES COMPANY, LLC | CENTENNIAL SECURITIES COMPANY, INC. | CENTENNIAL SECURITIES COMPANY, INC | CENTENNIAL SECURITIES COMPANY LLC | CENTENNIAL SECURITIES COMPANY INC
CRD#: 7763 / SEC#: 801-106623, 8-23406
RIA
Registered Investment Advisory firm - SEC (9/17/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (9/17/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (9/24/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/20/2023)
IAR
Illinois(1/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CENTENNIAL SECURITIES COMPANY, INC.
CENTENNIAL SECURITIES CO. | CENTENNIAL SECURITIES COMPANY, LLC | CENTENNIAL SECURITIES COMPANY, INC. | CENTENNIAL SECURITIES COMPANY, INC | CENTENNIAL SECURITIES COMPANY LLC | CENTENNIAL SECURITIES COMPANY INC
CRD#: 7763 / SEC#: 801-106623, 8-23406
RIA
Registered Investment Advisory firm - SEC (9/17/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (9/17/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (9/24/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3075 Charlevoix Drive Se, Grand Rapids, MI 49546
Mailing Address
3075 Charlevoix Drive Se, Grand Rapids, MI 49546
Phone number
(616) 942-7680
Established
Michigan since 06/10/2013
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
40
SEC notice filing (18 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIEPSTRA, RYAN ANDREW | FINANCIAL ADVISOR/OWNER | 4684402 |
| HANSEN, RANDALL LEE | FINANCIAL ADVISOR/OWNER | 1104122 |
| KLUNDER, JAMES DALE | FINANCIAL ADVISOR / OWNER | 1974282 |
| BERNARDI, MARIO GIULIO | FINANCIAL ADVISOR / OWNER | 1542163 |
| KELLY, KEVIN WILLIAM | FINANCIAL ADVISOR / OWNER | 2995050 |
| OCHOA, MICHAEL ROBERT | FINANCIAL ADVISOR / OWNER | 1301012 |
| WIERENGA, JEFFREY DONALD | FINANCIAL ADVISOR / OWNER | 4748730 |
| BEESLEY, DONALD EDWARD | FINANCIAL ADVISOR / OWNER | 1541425 |
| KLINGER, ANDREW LEROY | PRESIDENT/CEO/COO/OWNER | 7694999 |
| MUSUMECI, WALTER | FINANCIAL ADVISOR/OWNER | 6605061 |
| NIEWALD, DOMINIC JOSEPH | FINANCIAL ADVISOR/OWNER | 6287471 |
| PEDDIE, JONATHAN THOMAS | FINANCIAL ADVISOR/OWNER | 4451972 |
| POWERS, JORDAN THOMAS | CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP | 6711719 |
| VANDERMOLEN, DANIEL LEE | FINANCIAL ADVISOR / OWNER | 1384729 |
Regulatory assets under management
| Total Number of Accounts | 2,654 |
| AUM (Assets Under Management) | $ 1,152,401,650 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
