DF
Dante F. Ferrarie
VELOCITY CLEARING
New York, NY 10038
CRD#: 2003018
Some features on this profile are disabled
DF
Dante Francis FerrarieVELOCITY CLEARING
Professional summary
Dante Francis Ferrarie, who also goes by Dante Francis Ferrarie Mr., Dante Francis Ferrarie, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Dante is registered as a RR (Registered Representative) and started their career in finance in 1990. Dante has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dante Francis Ferrarie Mr. | Dante Francis Ferrarie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dante Francis Ferrarie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2026 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038BD
CRD#: 126588
New York, NY
Past
March 12, 2025 - May 27, 2026
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
NEW YORK, NY
Past
February 10, 2012 - January 28, 2025
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
May 31, 2011 - January 31, 2012
TICONDEROGA SECURITIES LLC
BD
CRD#: 7671
NEW YORK, NY
Past
January 23, 2009 - December 21, 2011
SOLEIL SECURITIES CORPORATION
BD
CRD#: 124737
NEW YORK, NY
Past
May 14, 2008 - January 28, 2009
LABRANCHE FINANCIAL SERVICES, LLC
BD
CRD#: 7432
NEW YORK, NY
Past
March 7, 2006 - July 7, 2006
WAVE SECURITIES, LLC
BD
CRD#: 43705
NEW YORK, NY
Past
July 26, 2004 - October 2, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
January 14, 2002 - October 25, 2002
HERZOG, HEINE, GEDULD, LLC
BD
CRD#: 2186
NEW YORK, NY
Past
April 8, 1999 - October 2, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 24, 1996 - February 26, 1999
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
January 23, 1990 - May 31, 1996
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2026)
RR
Alaska(6/3/2026)
RR
Arizona(6/3/2026)
RR
Arkansas(6/3/2026)
RR
California(6/3/2026)
RR
Colorado(6/3/2026)
RR
Connecticut(6/3/2026)
RR
Delaware(6/3/2026)
RR
District of Columbia(6/3/2026)
RR
Florida(6/3/2026)
RR
Georgia(6/3/2026)
RR
Hawaii(6/3/2026)
RR
Idaho(6/3/2026)
RR
Illinois(6/3/2026)
RR
Indiana(6/3/2026)
RR
Iowa(6/3/2026)
RR
Kansas(6/3/2026)
RR
Kentucky(6/3/2026)
RR
Louisiana(6/3/2026)
RR
Maine(6/3/2026)
RR
Maryland(6/3/2026)
RR
Massachusetts(6/3/2026)
RR
Michigan(6/3/2026)
RR
Minnesota(6/3/2026)
RR
Mississippi(6/3/2026)
RR
Missouri(6/3/2026)
RR
Montana(6/3/2026)
RR
Nebraska(6/3/2026)
RR
Nevada(6/3/2026)
RR
New Hampshire(6/3/2026)
RR
New Jersey(6/3/2026)
RR
New Mexico(6/3/2026)
RR
New York(6/3/2026)
RR
North Carolina(6/3/2026)
RR
North Dakota(6/3/2026)
RR
Ohio(6/3/2026)
RR
Oklahoma(6/3/2026)
RR
Oregon(6/3/2026)
RR
Pennsylvania(6/3/2026)
RR
Puerto Rico(6/3/2026)
RR
Rhode Island(6/3/2026)
RR
South Carolina(6/3/2026)
RR
South Dakota(6/3/2026)
RR
Tennessee(6/3/2026)
RR
Texas(6/3/2026)
RR
Utah(6/3/2026)
RR
Vermont(6/3/2026)
RR
Virgin Islands(6/3/2026)
RR
Virginia(6/3/2026)
RR
Washington(6/3/2026)
RR
West Virginia(6/3/2026)
RR
Wisconsin(6/3/2026)
RR
Wyoming(6/3/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/28/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
CRD#: 126588 / SEC#: , 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...
Contact information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
