Joseph L. Toronto

AFFILIATED INVESTMENT ADVISORS

DRAPER, UT

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CRD#: 2003016

Professional summary

Joseph Lamont Toronto, who also goes by Joe Toronto, Joseph Toronto, is a registered financial advisor currently at AFFILIATED INVESTMENT ADVISORS, INC. located in Draper, Utah.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joseph has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Toronto | Joseph Toronto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE GENERAL MANAGER OF AMERICAN TOWERS OWNERS ASSOCIATION, A HIGH RISE CONDOMINIUM COMPLEX IN DOWNTOWN SALT LAKE CITY AT 48 W 300 SO. THIS BEGAN IN MAY OF 1996 AND IS NON-INVESTMENT RELATED PROPERTY MANAGEMENT FOR THIS NON-PROFIT ORGANIZATION. DUTIES ARE SUPERVISORY AND DO NOT INTERFERE WITH ANY OTHER BUSINESS OR INVESTMENT ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lamont Toronto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 1996 - Present

AFFILIATED INVESTMENT ADVISORS, INC.

RIA

CRD#: 117207

DRAPER, UT

Past

August 17, 1992 - September 30, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/6/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/13/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AFFILIATED INVESTMENT ADVISORS, INC.

CRD#: 117207 / SEC#:

Utah

Registered Investment Advisory firm - (4/29/1996 Approved)

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Contact information

Main Address

Draper, UT

Mailing Address

Phone number

(801) 532-6499

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 4,200,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph L. Toronto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lamont Toronto's CRS (Customer Relationship Summary).

Certified licenses

Experience

AFFILIATED INVESTMENT ADVISORS, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1992

Series 6

Date: 8/13/1992

Current Firm

AFFILIATED INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFFILIATED INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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