Michael R. Klein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Regner Klein, who also goes by Mike Klein, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - May 1, 2025
PREMIER CAPITAL MANAGEMENT INC
December 13, 2012 - December 31, 2014
PREMIER CAPITAL MANAGEMENT INC
October 14, 2011 - July 31, 2012
PREMIER CAPITAL MANAGEMENT INC
January 13, 2004 - December 1, 2008
SECURITIES SERVICE NETWORK, LLC
September 29, 1994 - December 31, 2003
SECURITIES AMERICA, INC.
July 6, 1994 - December 31, 2010
PREMIER CAPITAL MANAGEMENT INC
May 12, 1992 - October 8, 1994
GUARDIAN INVESTOR SERVICES LLC
January 22, 1990 - April 29, 1992
ROBERT W. BAIRD & CO. INCORPORATED
January 22, 1990 - April 29, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREMIER CAPITAL MANAGEMENT INC
CRD#: 118785 / SEC#: 801-69876
Contact information
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 14,230,000 |
Red Flags
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