Mark M. Venden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Martin Venden was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - May 2, 2012
WISCO INVESTMENT MANAGEMENT LLC
September 21, 2007 - March 27, 2009
PRINCIPAL SECURITIES, INC.
September 21, 2007 - March 27, 2009
PRINCIPAL SECURITIES, INC.
May 31, 2006 - May 29, 2007
HARBOUR INVESTMENTS, INC.
June 8, 2005 - April 12, 2006
VALIC FINANCIAL ADVISORS, INC.
June 2, 2005 - April 12, 2006
VALIC FINANCIAL ADVISORS, INC.
November 27, 2002 - December 12, 2002
CUNA BROKERAGE SERVICES, INC.
January 25, 1994 - October 4, 1996
CUNA BROKERAGE SERVICES, INC.
September 4, 1990 - December 18, 1990
ACS SECURITIES CORP.
November 3, 1989 - August 10, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WISCO INVESTMENT MANAGEMENT LLC
CRD#: 156476 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 443 |
| AUM (Assets Under Management) | $ 73,730,796 |
Red Flags
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