David A. Jones
JONES FINANCIAL CONSULTING
Eau Claire, WI
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CRD#: 2002891
Professional summary
David Alfred Jones, CFP® is a registered financial advisor currently at JONES FINANCIAL CONSULTING, LLC located in Eau Claire, Wisconsin.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Biography
Jones Financial Consulting was formed in 2007 because we recognized that individuals are searching for independent, objective, and unbiased advice. We believe that a client making informed confident decisions is the key to the client’s long term financial success. We do not sell investment or insurance products. We are compensated by clients strictly for the advice and assistance we provide.
We specialize in comprehensive financial planning and investment guidance for pre-retirees and retirees, as well as others who must make significant financial decisions with confidence. This includes those who are selling a business, receiving a significant inheritance, finalizing a divorce, or making important financial decisions after the death of a spouse.
Topics and issues to consider may include:
Retirement plans and retirement projections
Social security, pension benefits, and annuities
Investments: diversification, risk and return expectations, risk tolerance, quality of individual investments, investment expenses, and tax planning
Risk management and insurance coverage
Use of employee benefit plans
Roth conversions
Estate planning
Our services are flexibly designed for clients who:
take a do-it-yourself approach but want another opinion or a sounding board;
work with several advisors and want an independent resource to coordinate services and advice from multiple sources;
want to delegate investment management responsibility over some or all of a portfolio to an independent Registered Investment Advisor.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Social Security Planning
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Do you have an area of expertise or specialization?
High Net Worth Client Needs
Insurance Related Issues
Investment Advice with Ongoing...
Investment Advice without Ongo...
Middle Income Client Needs
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Alfred Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
May 16, 2008 - Present
JONES FINANCIAL CONSULTING, LLC
Office #2: Banbury Place Building 2; Suite 405c, Eau Claire, WI 54703RIA
CRD#: 146800
Eau Claire, WI
Past
November 22, 1989 - September 29, 1997
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(5/16/2008)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
JONES FINANCIAL CONSULTING, LLC
JONES FINANCIAL CONSULTING, LLC
CRD#: 146800 / SEC#:
Wisconsin
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Contact information
Main Address
Eau Claire, WI
Mailing Address
Po Box 1608, Eau Claire, WI 54702-1608
Phone number
(715) 577-2778
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 5,669,000 |
Red Flags
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