Robert M. Benning

WEALTH ACCUMULATION & PRESERVATION

Streator, IL 61364

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CRD#: 2002792

Professional summary

Robert Mark Benning was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Prior to being barred, Robert has worked at 7 firms, which includes CAPITAL SECURITIES INVESTMENT CORPORATION, WOLF FINANCIAL MANAGEMENT LLC, FFP SECURITIES INC., AMERICAN GENERAL EQUITY SERVICES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Benning | Robert M Benning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mark Benning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2013 - Present

WEALTH ACCUMULATION & PRESERVATION, INC.

Office #1: 201 Danny's Drive Suite 3, Streator, IL 61364

RIA

CRD#: 156408

Streator, IL

Past

February 20, 2008 - December 15, 2010

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

OAK BROOK, IL

Past

February 20, 2004 - January 31, 2008

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

STREATOR, IL

Past

April 14, 1997 - March 11, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

April 11, 1996 - December 11, 1996

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

January 1, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

January 1, 1990 - April 10, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/28/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH ACCUMULATION & PRESERVATION, INC.

CRD#: 156408 / SEC#:

Illinois

Registered Investment Advisory firm - (3/11/2011 Approved)

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Contact information

Main Address

201 Danny's Drive Suite 3, Streator, IL 61364

Mailing Address

Phone number

(815) 672-6152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 30,015,004

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert M. Benning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Mark Benning's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL SECURITIES INVESTMENT CORPORATION

WOLF FINANCIAL MANAGEMENT, LLC

FFP SECURITIES, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2011

Series 63

Date: 7/1/1991

Series 7

Date: 3/21/2000

Series 6

Date: 11/28/1989

Current Firm

WEALTH ACCUMULATION & PRESERVATION, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH ACCUMULATION & PRESERVATION, INC.

TRUST BUT VERIFY

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