William Talmage Elliott
Professional Summary
William Talmage Elliott was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1970 - 2023. William had worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 5, PC, Series 1, Series 28, Series 53, Series 4, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
CENTER STREET SECURITIES, INC. | ELLIOTT FINANCIAL SERVICES, INC.
Contact Information
Established
Louisiana since 06/01/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
6Criminal
1Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Nov 1981PC — AMEX Put and Call Exam
Passed Aug 1979Series 1 — Registered Representative Examination
Passed Apr 1967Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 1990About the Series 28 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1983Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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