Michael A. Kamperman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Kamperman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2014 - June 30, 2017
AVANTAX ADVISORY SERVICES
December 15, 2014 - June 30, 2017
AVANTAX INVESTMENT SERVICES, INC.
January 7, 2005 - December 19, 2014
PROSPERA FINANCIAL SERVICES, INC.
January 7, 2005 - December 19, 2014
PROSPERA FINANCIAL SERVICES, INC.
January 1, 1991 - January 13, 2005
UBS FINANCIAL SERVICES INC.
January 1, 1991 - January 13, 2005
UBS FINANCIAL SERVICES INC.
March 22, 1990 - January 1, 1991
ROTAN MOSLE INC.
November 21, 1989 - April 11, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
