Michael A. Hamilton

MIDWEST CAPITAL FINANCIAL ADVISORS

Decatur, IN 46733

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CRD#: 2002424

Professional summary

Michael Alan Hamilton, who also goes by Michael A Hamilton, Mike Hamilton, is a registered financial advisor currently at MIDWEST CAPITAL FINANCIAL ADVISORS, LLC located in Decatur, Indiana and FORTUNE FINANCIAL SERVICES, INC. located in Decatur, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A Hamilton | Mike Hamilton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MIDWEST CAPITAL RESOURCES, INC/INSURANCE AGENT/PRESIDENT/OWNER - SALES AND SERVICING OF NON-REGISTERED INSURANCE PRODUCTS. START DATE 01/01/08, APPROX 40HRS PER MONTH,NOT INVESTMENT RELATED. 2) Added to existing Outside business activity - non- investment related Insurance consulting for a fee. 3) Midwest Capital Properties, LLC non-investment related, LLC formed to hold commercial Property, spending few hours per month. 4) 100% Owner of my own Registered Investment Adviser firm called Midwest Capital Financial Advisors, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2020 - Present

MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

Office #1: 226 N 12th St, Decatur, IN 46733

RIA

CRD#: 307447

Decatur, IN

Current

November 17, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 226 N 12th Street, Decatur, IN 46733

CRD#: 42150

Decatur, IN

Past

September 11, 2012 - May 29, 2020

TRADINGBLOCK

RIA

CRD#: 128605

Decatur, IN

Past

September 4, 2012 - November 17, 2021

TRADINGBLOCK

CRD#: 128605

Decatur, IN

Past

August 23, 2012 - August 23, 2012

TRADINGBLOCK

CRD#: 128605

CHICAGO, IL

Past

June 19, 2009 - September 6, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

DECATUR, IN

Past

October 2, 2006 - September 6, 2012

BROKERSXPRESS LLC

CRD#: 127081

DECATUR, IN

Past

August 11, 2005 - September 29, 2006

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

VAN WERT, OH

Past

December 15, 1997 - September 29, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

VAN WERT, OH

Past

July 13, 1993 - December 15, 1997

CFD INVESTMENTS, INC.

CRD#: 25427

KOKOMO, IN

Past

January 1, 1992 - July 20, 1993

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

October 31, 1989 - November 19, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 31, 1989 - November 19, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/5/2023)

Illinois
(11/17/2021)

IAR

Indiana
(2/13/2020)

Indiana
(11/17/2021)

Michigan
(11/17/2021)

Ohio
(11/18/2021)

IAR

Ohio
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/17/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/1998

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 4/21/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

CRD#: 307447 / SEC#:

Indiana

Registered Investment Advisory firm - (2/13/2020 Approved)

Ohio

Registered Investment Advisory firm - (3/6/2023 Approved)

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Contact information

Main Address

226 N 12th St, Decatur, IN 46733

Mailing Address

Po Box 845, Decatur, IN 46733

Phone number

(260) 724-4472

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 12,884,639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Michael A. Hamilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

TRADINGBLOCK

TRADINGBLOCK

TRADINGBLOCK

BROKERSXPRESS LLC

BROKERSXPRESS LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

CFD INVESTMENTS, INC.

VP DISTRIBUTORS LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2009

Series 63

Date: 11/17/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1998

Series 62

Date: 4/21/1997

Series 6

Date: 10/26/1989

Series 24

Date: 12/21/1998

FINRA

Current Firm

MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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