Deanna R. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Rose Jenkins was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 1989. Deanna had worked at 9 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2000 - May 10, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 21, 2000 - October 6, 2000
WALNUT STREET SECURITIES, INC.
September 17, 1999 - March 17, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 11, 1997 - December 31, 1998
VOYA FINANCIAL ADVISORS, INC.
June 1, 1996 - July 30, 1997
WALNUT STREET SECURITIES, INC.
January 30, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
September 7, 1995 - December 20, 1995
WMA SECURITIES, INC.
April 15, 1992 - August 15, 1995
SHAREMASTER
November 24, 1989 - January 23, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 24, 1989 - January 23, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GENERAL EQUITY SERVICES CORPORATION
CRD#: 5435 / SEC#: , 8-15847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | OWNER | |
| BLEWS, LAURENCE EUGENE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 1958916 |
| FORTIN, MARY JANE BARTOLOTTA | CHAIRMAN, DIRECTOR | 4648706 |
| GATESMAN, RICHARD JOHN II | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2162534 |
| JENNINGS, KYLE | SECRETARY | |
| OSMONSON, DEANNA DEE | VICE PRESIDENT, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 1961054 |
| REINER, JOHN JAY | TREASURER, CONTROLLER, FINOP | 4052196 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
