Gary L. Rutherford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Rutherford was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1989. Gary had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - December 31, 2011
EVEREST ADVISORY
January 11, 1996 - June 25, 1998
SENTRA SECURITIES CORPORATION
July 12, 1995 - December 31, 1995
INVESTACORP, INC.
November 21, 1989 - February 13, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EVEREST ADVISORY
CRD#: 158766 / SEC#: 801-72770
Contact information
Red Flags
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