Edward M. Fromme
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Marc Fromme was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1990. Edward had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - December 20, 2016
GDK, INC.
July 13, 1995 - February 14, 1996
CANTOR FITZGERALD SECURITIES
May 13, 1994 - October 26, 1994
D. BLECH & COMPANY, INCORPORATED
January 23, 1990 - May 17, 1990
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GDK, INC.
CRD#: 31785 / SEC#: , 8-41401
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. | SHAREHOLDER | |
| ANDERSON, WILLIAM JOHN | PRESIDENT AND DIRECTOR | |
| BURROW, ROBERT PHILIP | DIRECTOR | 6213228 |
| DANGELO, PETER PAUL | DIRECTOR AND VICE PRESIDENT | 1907846 |
| FULVIO, GENNARO JOHN | FINANCIAL OPERATIONS PRINCIPAL | 2435828 |
| KELLY, JOSEPH | VICE PRESIDENT AND TREASURER | 3134215 |
| LAUDANO, ERICA JUDE | COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3022462 |
| PIERSON, BENJAMIN DOUGLAS | DIRECTOR | 6175389 |
| QUIN, MAXWELL LOWRY | VICE PRESIDENT, SECRETARY AND DIRECTOR | 2328137 |
| SOSNICK, AARON M | SENIOR VICE PRESIDENT | 2049980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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