John S. Brasher

RICE, VOELKER

MANDEVILLE, LA 70448

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CRD#: 2001856

Professional summary

John Sanford Brasher II, who also goes by Sandy Brasher II, is a registered financial advisor currently at RICE, VOELKER, LLC located in Mandeville, Louisiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandy Brasher Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sanford Brasher II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2025 - Present

RICE, VOELKER, LLC

Office #1: 625 Girod Street, Suite B, Mandeville, LA 70448

RIA

CRD#: 39838

MANDEVILLE, LA

Past

July 23, 2025 - October 10, 2025

RICE, VOELKER, LLC

RIA

CRD#: 39838

Mandeville, LA

Past

January 28, 2015 - October 10, 2025

RICE, VOELKER, LLC

CRD#: 39838

Mandeville, LA

Past

April 3, 2000 - October 27, 2004

RICE, VOELKER, LLC

CRD#: 39838

MANDEVILLE, LA

Past

May 14, 1998 - April 12, 2000

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

November 6, 1997 - February 12, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

July 26, 1996 - October 7, 1997

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

July 11, 1995 - June 8, 1996

JOHNSON RICE & COMPANY L.L.C.

CRD#: 19524

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2015

General Securities Representative Examination

Current Firm

RICE, VOELKER, LLC

CAERLEON CAPITAL, L.L.C. | TRACEEQUITY | RICE, VOELKER, LLC | RICE, VOELKER BROTHERS & FRANTZEN, L.L.C.

CRD#: 39838 / SEC#: , 8-48854

Louisiana

Registered Investment Advisory firm - SEC (7/24/2025 Approved)

Terminated by SEC on 11/24/2025

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Contact information

Main Address

625 Girod Street, Suite B, Mandeville, LA 70448

Mailing Address

Phone number

(985) 898-3477

Established

Louisiana since 10/05/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARMAND, CORY BLAINE	EXECUTIVE OFFICER/ MANAGING PARTNER	4823186
JOSEPH, SEYMOUR BENJAMIN IV	PARTNER	4746553
LAMBERT, DALTON GRANT	PARTNER	2795165
PARRIE, ADAM BRIAN	CCO / FINOP	6104343

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John S. Brasher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sanford Brasher II's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICE, VOELKER, LLC

RICE, VOELKER, LLC

RICE, VOELKER, LLC

JEFFERIES LLC

PRINCIPAL FINANCIAL SECURITIES,INC.

RAUSCHER PIERCE REFSNES, INC.

JOHNSON RICE & COMPANY L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2025

Series 63

Date: 9/30/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/28/2015

Current Firm

RICE, VOELKER, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RICE, VOELKER, LLC

TRUST BUT VERIFY

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