Terrence A. Buttler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Anthony Buttler, who also goes by Terry Buttler, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1990. Terrence had worked at 9 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1994 - March 15, 1996
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
November 15, 1993 - January 11, 1994
SMITH, BENTON & HUGHES, INC.
April 26, 1993 - December 2, 1993
R.B. WEBSTER INVESTMENTS, INC.
September 29, 1992 - April 26, 1993
THE STAMFORD COMPANY, INC.
March 23, 1992 - October 13, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 10, 1991 - March 25, 1992
CHATFIELD DEAN & CO., INC.
December 7, 1990 - May 14, 1991
KOBER FINANCIAL CORP.
June 25, 1990 - December 11, 1990
KOCHCAPITAL
April 25, 1990 - July 3, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/24/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
CRD#: 30898 / SEC#: , 8-41910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
