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Terrence Anthony Buttler

CRD# 2001796·Registered 1990 - 1996
Previously Registered: Being a previously registered professional could mean that Terrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Terrence Anthony Buttler, who also goes by Terry Buttler, was a registered financial advisor. Terrence was a previously registered financial professional and started their career in finance 1990 - 1996. Terrence had worked at 9 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Terry Buttler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.·CRD# 30898
BD
Denver, CO
January 6, 1994 - March 15, 1996
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
November 15, 1993 - January 11, 1994
R.B. WEBSTER INVESTMENTS, INC.·CRD# 19273
BD
April 26, 1993 - December 2, 1993
THE STAMFORD COMPANY, INC.·CRD# 23725
BD
September 29, 1992 - April 26, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
March 23, 1992 - October 13, 1992
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
May 10, 1991 - March 25, 1992
KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
December 7, 1990 - May 14, 1991
KOCHCAPITAL·CRD# 21038
BD
June 25, 1990 - December 11, 1990
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
April 25, 1990 - July 3, 1990

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Current Firm

PI
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

CRD#: 30898 / SEC#: 8-41910
BD
Cancelled by SEC on 09/20/1996

Contact Information

Established

Colorado since 02/25/1993

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Apr 1990

Series 24 — General Securities Principal Examination

Passed Aug 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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