Jeff C. Nahley

ROCKEFELLER FINANCIAL LLC

Brentwood, TN 37027

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CRD#: 2001671

Professional summary

Jeff Cushing Nahley, who also goes by Jeff Nahley, Jeffrey Cushing Nahley, is a registered financial professional currently at ROCKEFELLER FINANCIAL LLC located in Brentwood, Tennessee.

Jeff is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeff has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Nahley | Jeffrey Cushing Nahley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeff Cushing Nahley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2025 - Present

ROCKEFELLER FINANCIAL LLC

Office #1: 320 Seven Springs Way Suite 15, Brentwood, TN 37027

RIA

CRD#: 291361

Brentwood, TN

Past

September 20, 2019 - March 17, 2025

BOFA SECURITIES, INC.

CRD#: 283942

NASHVILLE, TN

Past

March 1, 2018 - April 26, 2018

DC ADVISORY

CRD#: 129919

NEW YORK, NY

Past

April 2, 2009 - March 1, 2018

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

NASHVILLE, TN

Past

January 4, 2002 - February 2, 2009

AVONDALE PARTNERS, LLC

CRD#: 46838

NASHVILLE, TN

Past

April 30, 2001 - July 2, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

May 31, 2000 - April 30, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

December 23, 1997 - June 1, 2000

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

November 21, 1989 - August 10, 1993

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 4/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Phone number

(212) 549-5100

Established

Delaware since 10/20/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

824

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ROCKEFELLER FINANCIAL ADV 2A BROCHURE (8.25.25) (8/25/2025)

ROCKEFELLER FINANCIAL WRAP FEE BROCHURE (8.25.25) (8/25/2025)

Direct owners and executive officers

Name	Position	CRD#
RFS OPCO LLC ("OPCO")	MEMBER
ALEXANDER, MARK DAVID	PRINCIPAL OPERATIONS OFFICER	2202934
DUPUY, CHRISTOPHER TREVOR	PRESIDENT & CEO	1749982
KOWALSKI, DEIRDRE PATTEN	PRINCIPAL FINANCIAL OFFICER	1357509
MIRZA, RIZWAN MOHAMMAD	CCO	5080469
YANNOTTA, WILLIAM MICHAEL	CHIEF FINANCIAL OFFICER	5912733

Regulatory assets under management

Total Number of Accounts	76,628
AUM (Assets Under Management)	$ 70,030,224,514

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeff C. Nahley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeff Cushing Nahley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

DC ADVISORY

SIGNAL HILL CAPITAL GROUP LLC

AVONDALE PARTNERS, LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

TRUIST SECURITIES, INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

ROCKEFELLER FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/2000

Series 79TO

Date: 1/2/2023

SIE

Date: 4/26/2018

Series 7

Date: 12/22/1997

Series 24

Date: 8/14/2002

FINRA

Current Firm

ROCKEFELLER FINANCIAL LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROCKEFELLER FINANCIAL LLC

TRUST BUT VERIFY

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