SM
Stephen P. Meskan
CL WEALTH MANAGEMENT LLC
Chicago, IL
Some features on this profile are disabled
CRD#: 2001506
SM
Professional summary
Stephen Pavey Meskan is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Chicago, Illinois and CABOT LODGE SECURITIES LLC located in Chicago, Illinois.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Stephen has worked at 15 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Maroon Wealth Management (DBA), investment related, Frisco, TX, Investment advisor, 12/2019, 20 hours per month, 1-2 hours during trading hours, investment services. 2) Meskan Capital, Investment Related, Chicago, IL, to evaluate the merits of 1031 exchanges, President, 01/2022, President, 10+ hours per month, 1/2 hour during trading hours, educating people on 1031 exchanges.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Pavey Meskan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2019 - Present
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Chicago, IL
Current
August 12, 2019 - Present
CABOT LODGE SECURITIES LLC
Office #1: 4110 N. Leavitt Street, Chicago, IL 60618BD
CRD#: 159712
Chicago, IL
Past
December 13, 2017 - August 16, 2018
FOURSTAR WEALTH ADVISORS, LLC
RIA
CRD#: 169613
CHICAGO, IL
Past
November 8, 2017 - August 15, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Chicago, IL
Past
July 18, 2013 - November 13, 2017
FELTL ADVISORS
RIA
CRD#: 165244
CHICAGO, IL
Past
August 13, 2012 - December 20, 2013
FELTL & COMPANY
RIA
CRD#: 6905
CHICAGO, IL
Past
October 31, 2011 - November 10, 2017
FELTL & COMPANY
BD
CRD#: 6905
CHICAGO, IL
Past
July 29, 2009 - October 31, 2011
FINTEGRA, LLC
RIA
CRD#: 16741
CHICAGO, IL
Past
July 29, 2009 - October 31, 2011
FINTEGRA, LLC
BD
CRD#: 16741
CHICAGO, IL
Past
September 22, 2005 - July 30, 2009
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
CHICAGO, IL
Past
September 22, 2005 - July 30, 2009
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
CHICAGO, IL
Past
July 23, 2004 - September 23, 2005
ADVANCED EQUITIES, INC.
RIA
CRD#: 35545
CHICAGO, IL
Past
June 16, 2003 - September 23, 2005
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
CHICAGO, IL
Past
April 15, 2003 - July 8, 2003
OPPENHEIMER ASSET MANAGEMENT
RIA
CRD#: 105559
NEW YORK, NY
Past
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
CHICAGO, IL
Past
January 3, 2003 - June 16, 2003
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
March 26, 2001 - January 3, 2003
CIBC WORLD MARKETS CORP.
RIA
CRD#: 630
CHICAGO, IL
Past
May 30, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
August 19, 1991 - June 9, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
July 5, 1991 - August 13, 1991
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 8, 1991 - June 6, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
August 17, 1990 - February 21, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(12/11/2019)
RR
Arizona(12/13/2019)
IAR
California(12/11/2019)
RR
California(4/9/2020)
RR
Colorado(9/27/2019)
IAR
Colorado(6/4/2020)
RR
Florida(10/2/2023)
IAR
Florida(11/1/2023)
RR
Georgia(11/6/2019)
RR
Illinois(8/29/2019)
IAR
Illinois(8/29/2019)
RR
Minnesota(11/27/2019)
IAR
Minnesota(9/21/2021)
RR
New York(5/8/2025)
RR
North Carolina(8/27/2025)
RR
Pennsylvania(1/18/2022)
RR
South Carolina(5/5/2023)
RR
Texas(10/18/2019)
RR
Virginia(1/2/2020)
RR
Wisconsin(8/16/2019)
IAR
Wisconsin(12/12/2019)
IAR
Wyoming(10/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/16/1993
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173
Mailing Address
Phone number
(212) 388-6200
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,073 |
| AUM (Assets Under Management) | $ 628,729,517 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
