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Monique Tommaro

CRD# 2001048·Registered 1990 - 2019
Previously Registered: Being a previously registered professional could mean that Monique is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Monique Tommaro was a registered financial advisor. Monique was a previously registered financial professional and started their career in finance 1990 - 2019. Monique had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

MFR SECURITIES, INC.·CRD# 36308
BD
New York, NY
June 22, 1999 - April 22, 2019
SCOTIA CAPITAL (USA) INC.·CRD# 2739
BD
New York, NY
December 22, 1993 - July 6, 1998
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
August 8, 1990 - November 30, 1993

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Current Firm

MS
MFR SECURITIES, INC.

MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.

CRD#: 36308 / SEC#: 8-47186
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102

Mailing Address

P.o. Box 8568, Naples, FL 34102

Phone Number

(212) 416-5000

Established

Florida since 04/21/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIA FIORINI RAMIREZ, INC.SOLE SHAREHOLDER—
LUSTER, CAROLINE JENNIFERFINOP, PFO, POO6249048
RAMIREZ, GEORGE MANUELPRESIDENT & CEO/ CHIEF COMPLIANCE OFFICER/ CFO/DIRECTOR2618023
RAMIREZ, MARIA FIORINICHAIRWOMAN1277347
RAMIREZ, MARIA FIORINIDIRECTOR1277347

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MT
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