Joseph M. Morrison

SENTRY

MEMPHIS, TN 38119

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CRD#: 2001046

Professional summary

Joseph Mccaughan Morrison, who also goes by Joe Morrison, is a registered financial advisor currently at SENTRY, LLC located in Memphis, Tennessee.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1819 Partners, LLC; Investments, 555 Perkins Ext #400; Memphis, TN 38117; GP for investments; Principal: Owner: Principal, 01/2021; 80 hours; 40 hours; Manage the business and make investments decisions Enterprise Management Company; 555 Perkins Ext #400; Memphis, TN 38117; Investments; Officer: VP: 06/2023; 8 hours; 4 hours; Manage the business and make investments decisions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Mccaughan Morrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2009 - Present

SENTRY, LLC

Office #1: 6070 Poplar Avenue Suite 700, Memphis, TN 38119

RIA

CRD#: 150593

MEMPHIS, TN

Past

January 9, 2004 - April 20, 2009

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

June 14, 2000 - April 20, 2009

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 7, 1995 - June 28, 2000

PORTFOLIO TRADING, LLC.

CRD#: 37666

MEMPHIS, TN

Past

April 24, 1990 - June 30, 1994

FIDUCIARY SECURITIES CORP.

CRD#: 21845

Past

February 21, 1990 - March 21, 1990

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

February 21, 1990 - March 21, 1990

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENTRY, LLC

CRD#: 150593 / SEC#: 801-70290

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/24/2023)

IAR

Tennessee
(7/15/2009)

IAR

Texas
(4/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/24/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/10/1990

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/1990

General Securities Principal Examination

Current Firm

SENTRY, LLC

CRD#: 150593 / SEC#: 801-70290

RIA

Registered Investment Advisory firm - (6/24/2009 Approved)

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Contact information

Main Address

6070 Poplar Avenue Suite 700, Memphis, TN 38119

Mailing Address

Phone number

(901) 820-0515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SENTRY, LLC (3/25/2025)

Regulatory assets under management

Total Number of Accounts	278
AUM (Assets Under Management)	$ 2,717,548,674

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
04/04/2024	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Morrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Mccaughan Morrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

PORTFOLIO TRADING, LLC.

FIDUCIARY SECURITIES CORP.

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

Primary Firm SEC Registration

SENTRY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2000

Series 63

Date: 11/10/1989

Series 3

Date: 6/24/1994

Series 7

Date: 10/21/1989

Series 28

Date: 5/10/1990

Series 24

Date: 4/6/1990

Current Firm

SENTRY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SENTRY, LLC

TRUST BUT VERIFY

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