Joseph Mccaughan Morrison
Professional Summary
Joseph Mccaughan Morrison, who also goes by Joe Morrison, is a registered financial advisor currently at SENTRY, LLC located in Memphis, Tennessee. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Morrison
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Years of Experience
37 years in the financial services industry
Current & Past Employments
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Current Firm
SENTRY, LLC
Contact Information
Main Address
6070 Poplar Avenue Suite 700, Memphis, TN 38119Phone Number
(901) 820-0515# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
251AUM (Assets Under Management)
$2,329,646,715Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2026 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 04/04/2024 | Cover Page | Report |
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
Primary Firm SEC Registration
SENTRY, LLC
State Registrations and Notice Filings
(4/24/2023)
(7/15/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 1990About the Series 28 examSimilar Advisors
ENVISION FINANCIAL PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Mccaughan Morrison's CRS (Customer Relationship Summary).
Similar Advisors
ENVISION FINANCIAL PLANNING, LLC
