Christine J. Petraglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Joelle Petraglia was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1991. Christine had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2010 - April 20, 2016
OBERON SECURITIES, LLC
August 7, 2007 - April 7, 2009
NILE CAPITAL, LLC
August 19, 2004 - September 15, 2004
BEAR WAGNER SPECIALISTS LLC
April 29, 2002 - May 7, 2003
CHICAGO INVESTMENT GROUP, LLC
January 21, 2000 - June 22, 2000
NUVEEN SECURITIES, LLC
November 12, 1994 - September 15, 1999
OCC DISTRIBUTORS LLC
May 15, 1991 - April 28, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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