RK
Robert Keenan
ST. BERNARD FINANCIAL SERVICES
Oklahoma City, OK 73112
Some features on this profile are disabled
CRD#: 2000976
RK
Professional summary
Robert Keenan JR is a registered financial advisor currently at ST. BERNARD FINANCIAL SERVICES, INC. located in Oklahoma City, Oklahoma and ST BERNARD ASSET MANAGEMENT, INC. located in Russellville, Arkansas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Radio Tower Rental. Shareholder. 16412 Hwy 155 No. Dardanelle, AR 72834. Two hours per year during off hours. (2) St Bernard Asset Management, Inc. 1609 West Main. Russellville, AR 72801. Two hours per week during trading hours. Owner & CEO. Asset Management firm (3) Earl Weniger Living Trust. 1609 West Main Russellville, AR 72801. One hour per week during trading hours. Trustee (4) New Day Wealth Management, LLC. 1609 West Main Russellville, AR 72801. Chief Operating Officer, Investment Advisory Business. 20% Owner. 2 hours a week during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Keenan JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Keenan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2010 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: United Founders Building Suite 104, Oklahoma City, OK 73112Office #2: 1609 West Main St, Russellville, AR 72801Office #3: 206 So 2nd St Suite B, Rogers, AR 72756Office #4: 15 S. Bois D'arc St, Farmington, AR 72730Office #5: 1504 Caldwell St, Conway, AR 72034Office #6: 1501 No. University Ave Suite 551, Little Rock, AR 72207Office #7: 155 So. Broadview, Greenbriar, AR 72058Office #8: 200 S Main St. Ste 102, Mtn Home, AR 72653Office #9: 1609 West Main St, Russellville, AR 72801-2551Office #10: 300 W. Jefferson, Jonesboro, AR 72401Office #11: 424 W. Walnut, Rogers, AR 72756RIA
BD
CRD#: 36956
Oklahoma City, OK
Current
May 11, 2022 - Present
ST BERNARD ASSET MANAGEMENT, INC.
Office #1: 1609 West Main, Russellville, AR 72801RIA
CRD#: 307770
Russellville, AR
Current
May 13, 2024 - Present
NEW DAY WEALTH MANAGEMENT, LLC
Office #1: 1609 West Main, Russellville, AR 72801RIA
CRD#: 327224
Russellville, AR
Current
October 31, 1994 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 1609 West Main St., Russellville, AR 72801Office #2: United Founders Building Suite 104, Oklahoma City, OK 73112Office #3: 206 So 2nd St Suite B, Rogers, AR 72756Office #4: 15 S. Bois D'arc St, Farmington, AR 72730Office #5: 1504 Caldwell St, Conway, AR 72034Office #6: 1501 No. University Ave Suite 551, Little Rock, AR 72207Office #7: 155 So. Broadview, Greenbriar, AR 72058Office #8: 200 S Main St. Ste 102, Mtn Home, AR 72653Office #9: 1609 West Main St, Russellville, AR 72801-2551Office #10: 300 W. Jefferson, Jonesboro, AR 72401Office #11: 424 W. Walnut, Rogers, AR 72756RIA
BD
CRD#: 36956
Russellville, AR
Past
January 23, 1996 - December 31, 2007
ST. BERNARD FINANCIAL SERVICES, INC.
RIA
CRD#: 36956
JONESBORO, AR
Past
November 6, 1995 - April 2, 1996
WEEMS & COMPANY, INC.
BD
CRD#: 30814
LITTLE ROCK, AR
Past
May 4, 1994 - November 18, 1994
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 21, 1989 - April 8, 1994
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 21, 1989 - April 8, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/1/1994)
IAR
Arkansas(2/18/2010)
RR
California(12/3/2012)
IAR
Connecticut(3/29/2017)
RR
Delaware(8/9/2021)
RR
Florida(3/13/2015)
IAR
Florida(7/1/2016)
RR
Georgia(7/9/2014)
IAR
Georgia(8/2/2018)
RR
Illinois(7/22/2015)
IAR
Illinois(10/3/2016)
RR
Kentucky(2/26/2025)
RR
Louisiana(1/29/2025)
RR
Massachusetts(3/8/2017)
RR
Mississippi(4/28/2022)
RR
Missouri(5/10/2011)
IAR
Missouri(6/16/2016)
RR
Montana(10/23/2018)
RR
Nevada(5/30/2014)
RR
New Hampshire(12/19/2017)
RR
New Mexico(2/28/2019)
RR
North Carolina(5/11/2022)
IAR
North Carolina(5/31/2022)
RR
Ohio(12/20/2012)
IAR
Oklahoma(8/28/2015)
IAR
Oregon(3/31/2025)
RR
Tennessee(8/9/2013)
RR
Texas(2/22/2011)
IAR
Texas(11/21/2016)
IAR
Texas(2/22/2023)
RR
Utah(6/15/2016)
RR
Virginia(9/26/2024)
RR
Washington(6/21/2016)
IAR
Washington(2/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 10/12/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1609 West Main St., Russellville, AR 72801
Mailing Address
1609 West Main St., Russellville, AR 72801
Phone number
(479) 967-1200
Established
Arkansas since 03/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
109
SEC notice filing (40 States and Territories)
FINRA licenses (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 841 |
| AUM (Assets Under Management) | $ 130,472,570 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
