Stephen B. Olore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Bailey Olore, who also goes by Steve Olore, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1989. Stephen had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2018 - September 5, 2018
PEOPLE'S UNITED ADVISORS, INC.
May 26, 2005 - March 22, 2010
WINSLOW, EVANS & CROCKER, INC.
March 9, 2002 - June 9, 2005
RBC CAPITAL MARKETS, LLC
January 4, 2000 - March 9, 2002
TUCKER ANTHONY INCORPORATED
March 30, 1994 - January 7, 2000
JANNEY MONTGOMERY SCOTT LLC
August 14, 1992 - March 30, 1994
GRUNTAL & CO., L.L.C.
November 21, 1989 - September 10, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
