Dennis R. Toomey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Ray Toomey, who also goes by Debo Toomey, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1990. Dennis had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2003 - November 6, 2020
AVALON INVESTMENT & SECURITIES GROUP, INC.
February 14, 1990 - July 16, 2003
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVALON INVESTMENT & SECURITIES GROUP, INC.
CRD#: 6281 / SEC#: , 8-17078
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
