Bradley E. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Erie White, who also goes by Brad White, Bradley Erle White, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1989. Bradley had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1999 - December 11, 2000
CIBC WORLD MARKETS CORP.
March 24, 1998 - July 13, 1999
WELLS FARGO CLEARING SERVICES, LLC
August 15, 1997 - March 18, 1998
1-800 NO LOADS, INC.
March 15, 1996 - May 13, 1996
T.L. GROUP, INC.
November 14, 1995 - September 19, 1997
TAYLOR STUART FINANCIAL, INC.
July 12, 1995 - November 10, 1995
T.L. GROUP, INC.
January 20, 1995 - June 7, 1995
MOMENTUM INDEPENDENT NETWORK INC.
September 23, 1993 - January 11, 1995
MORGAN STANLEY DW INC.
September 27, 1991 - August 16, 1993
PRUDENTIAL EQUITY GROUP, LLC
March 16, 1991 - September 20, 1991
PAULSON INVESTMENT COMPANY LLC
February 15, 1991 - March 14, 1991
BARRE & COMPANY, INCORPORATED
November 6, 1989 - January 28, 1991
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
