Thomas J. Mcdonough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Mcdonough was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2010 - May 27, 2016
NORTHERN CAPITAL SECURITIES CORPORATION
October 1, 2007 - April 27, 2010
FIDELITY BROKERAGE SERVICES LLC
April 18, 2005 - April 24, 2010
NATIONAL FINANCIAL SERVICES LLC
October 11, 1996 - April 21, 2005
FIDELITY BROKERAGE SERVICES LLC
February 7, 1995 - October 11, 1996
NATIONAL FINANCIAL SERVICES LLC
April 24, 1990 - February 7, 1995
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHERN CAPITAL SECURITIES CORPORATION
CRD#: 40659 / SEC#: , 8-49130
Contact information
FINRA licenses (25 States and Territories)
Red Flags
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