Karen F. Messnick
Professional summary
Karen Florence Messnick, who also goes by Karen Florence Sengbusch, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Karen is registered as a RR (Registered Representative) and started their career in finance in 1989. Karen has worked at 4 firms and has passed the Series 63, Series 72, Series 99TO, SIE, Series 7, Series 6, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Florence Messnick's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2022 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: C/o Legal Dept. 9th Floor 1 First Canadian Place M5x 1a1, Toronto, Ontario, M5X 1A1April 18, 2012 - July 1, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
June 1, 1994 - August 17, 2012
M&I FINANCIAL ADVISORS, INC
December 13, 1989 - June 7, 1994
VALLEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2022)
(2/23/2022)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 12/11/1989
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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