Jacqueline A. Runnberg

RIVER STREET ADVISORS

Aurora, IL 60506

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CRD#: 2000466

Professional summary

Jacqueline Ann Runnberg, CFP®, who also goes by Jackie Ann Kozemzak, Jacqueline Ann Kozemzak, is a registered financial advisor currently at RIVER STREET ADVISORS, LLC located in Aurora, Illinois.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jacqueline has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jackie Ann Kozemzak | Jacqueline Ann Kozemzak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MS. RUNNBERG IS AN EMPLOYEE WITHIN THE WEALTH MANAGEMENT DEPARTMENT AT OLD SECOND NATIONAL BANK. SHE WILL CONTINUE TO PROVIDE INVESTMENT SERVICES AS A WEALTH ADVISOR AT THE BANK. SHE IS EXPECTED TO SPEND APPROXIMATELY 90% OF HER TIME WITH THIS ROLE. PLEASE SEE MS. RUNNBERG'S EMPLOYMENT HISTORY ON THIS U4 FOR DETAILS ON HER EMPLOYMENT WITH OLD SECOND NATIONAL BANK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Ann Runnberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 18, 2015 - Present

RIVER STREET ADVISORS, LLC

Office #1: 37 S. River Street, Aurora, IL 60506

RIA

CRD#: 153537

Aurora, IL

Past

December 14, 2005 - April 30, 2012

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

WEST DUNDEE, IL

Past

December 14, 2005 - April 30, 2012

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CARY, IL

Past

October 12, 2004 - December 31, 2005

HARRISDIRECT LLC

RIA

CRD#: 42159

CRYSTAL LAKE, IL

Past

October 12, 2004 - December 31, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

July 15, 2004 - November 11, 2004

SII INVESTMENTS, INC.

RIA

CRD#: 2225

BROOKFIELD, WI

Past

May 13, 2004 - November 11, 2004

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

July 16, 1992 - January 12, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

Past

November 28, 1990 - July 20, 1992

INFINET SECURITIES, INC.

CRD#: 25976

Past

November 1, 1989 - November 5, 1990

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVER STREET ADVISORS, LLC

OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC

CRD#: 153537 / SEC#: 801-119750

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (3/5/2021 Terminated)

Indiana

Registered Investment Advisory firm - (11/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/18/2015)

IAR

Texas
(5/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/26/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIVER STREET ADVISORS, LLC

OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC

CRD#: 153537 / SEC#: 801-119750

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (3/5/2021 Terminated)

Indiana

Registered Investment Advisory firm - (11/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2020 Terminated)

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Contact information

Main Address

37 S. River Street, Aurora, IL 60506

Mailing Address

Phone number

(630) 906-5501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVER STREET ADVISORS BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 414,893,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacqueline A. Runnberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Ann Runnberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

HARRISDIRECT LLC

HARRISDIRECT LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

ESSEX NATIONAL SECURITIES, LLC

INFINET SECURITIES, INC.

MARK TWAIN BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

RIVER STREET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2004

Series 63

Date: 12/26/1990

Series 7

Date: 5/12/2004

Series 6

Date: 10/30/1989

Current Firm

RIVER STREET ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVER STREET ADVISORS, LLC

TRUST BUT VERIFY

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