Carol Susan Mackie
Professional Summary
Carol Susan Mackie, who also goes by Carol Susan Hogg Miss, Carol Susan Hogg, Carol Susan Mackie, Susan Mackie, Carol Susan Mays Mrs, C. Susan Mackie, Susan Mackie, Carol Susan Mays, C Susan Smith, Carol Susan Smith, No First Name Susan Smith, Susan Smith, C Susan Smith, Carol Susan Smith, Susan Smith, was a registered financial advisor. Carol was a previously registered financial professional and started their career in finance 1990 - 2019. Carol had...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carol Susan Hogg Miss, Carol Susan Hogg, Carol Susan Mackie, Susan Mackie, Carol Susan Mays Mrs, C. Susan Mackie, Susan Mackie, Carol Susan Mays, C Susan Smith, Carol Susan Smith, No First Name Susan Smith, Susan Smith, C Susan Smith, Carol Susan Smith, Susan Smith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
LION STREET FINANCIAL, LLC
Contact Information
Established
Delaware since 01/07/2022Firm Type
Limited Liability CompanyFiscal Year End
JanuaryFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1990About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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