Heather L. Richardson
Professional summary
Heather Lynn Richardson, who also goes by Heather Lynn Keeney, Heather Keeney, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Palmyra, Pennsylvania.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2012. Heather has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Lynn Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2012 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 200 East Main Street Suite 201, Palmyra, PA 17078State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2012)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
J.W. COLE FINANCIAL, INC.
CRD#: 124583Palmyra, PA 17078TRUST BUT VERIFY
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