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Daniel Guy Danker

CRD# 2000099·Registered 1990 - 2000
Barred: Daniel Guy Danker was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Daniel Guy Danker was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1990 - 2000. Daniel had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

JONATHAN ROBERTS FINANCIAL GROUP, INC.·CRD# 46285
BD
Tampa, FL
May 25, 1999 - March 28, 2000
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
April 15, 1997 - October 2, 1998
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
January 1, 1996 - February 25, 1997
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
November 4, 1991 - January 1, 1996
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
February 16, 1990 - October 30, 1991

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Current Firm

JR
JONATHAN ROBERTS FINANCIAL GROUP, INC.

ALLIANCE CAPITAL MANAGEMENT CORP. | JONATHAN ROBERTS FINANCIAL GROUP, INC.

CRD#: 46285 / SEC#: 8-51369
BD
Terminated by SEC on 02/08/2004

Contact Information

Established

Florida since 09/29/1998

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
CARLSON, JOHN RICHARDPRESIDENT2156089

Disclosures

Regulatory Event

1

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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