DD

Daniel G. Danker

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CRD#: 2000099
DD

Professional summary


Daniel Guy Danker was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Daniel is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Daniel had worked at 5 firms, which includes JONATHAN ROBERTS FINANCIAL GROUP INC., FFP SECURITIES INC., FSC SECURITIES CORPORATION, ANDOVER SECURITIES INC., KEOGLER MORGAN & COMPANY INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 25, 1999 - March 28, 2000

JONATHAN ROBERTS FINANCIAL GROUP, INC.

BD
CRD#: 46285
TAMPA, FL
Past

April 15, 1997 - October 2, 1998

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

January 1, 1996 - February 25, 1997

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

November 4, 1991 - January 1, 1996

ANDOVER SECURITIES, INC.

BD
CRD#: 16903
KANSAS CITY, MO
Past

February 16, 1990 - October 30, 1991

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JR
JONATHAN ROBERTS FINANCIAL GROUP, INC.
ALLIANCE CAPITAL MANAGEMENT CORP. | JONATHAN ROBERTS FINANCIAL GROUP, INC.

CRD#: 46285 / SEC#: , 8-51369

BD
Terminated by SEC on 02/08/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 09/29/1998
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CARLSON, JOHN RICHARDPRESIDENT2156089

Disclosures


Regulatory Event1
Civil Event1
Arbitration1

Red Flags


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Company Information


JONATHAN ROBERTS FINANCIAL GROUP, INC.

CRD#: 46285

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