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Brian James Macnish

CRD# 2000013·Registered 1998 - 2016
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian James Macnish, who also goes by Brian Macnish, was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1998 - 2016. Brian had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Macnish

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

DAVIS SECURITIES LLC·CRD# 138829
BD
New York, NY
January 31, 2014 - March 15, 2016
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 14, 2010 - February 7, 2012
WILMINGTON BROKERAGE SERVICES COMPANY·CRD# 14942
BD
New York, NY
July 6, 2007 - December 31, 2009
AT INVESTOR SERVICES, INC.·CRD# 47837
BD
New York, NY
November 2, 2004 - September 12, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Garden City, NY
April 14, 1999 - July 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 13, 1998 - July 21, 2003

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Current Firm

DS
DAVIS SECURITIES LLC

DAVIS SECURITIES LLC

CRD#: 138829 / SEC#: 8-67174
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

31 West 34th Street 8th Floor, Suite 8067, New York, NY 10001

Mailing Address

31 West 34th Street 8th Floor, Suite 8067, New York, NY 10001

Phone Number

(212) 796-8440

Established

Delaware since 04/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAVIS, ERIC MITCHELLCEO / MANAGING MEMBER /GSP/CCO1812949
TINGOLI, MARIAFINOP1598620

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1989About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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