Brian J. Macnish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian James Macnish, who also goes by Brian Macnish, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - March 15, 2016
DAVIS SECURITIES LLC
May 14, 2010 - February 7, 2012
DEUTSCHE BANK SECURITIES INC.
July 6, 2007 - December 31, 2009
WILMINGTON BROKERAGE SERVICES COMPANY
November 2, 2004 - September 12, 2006
AT INVESTOR SERVICES, INC.
April 14, 1999 - July 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 1998 - July 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DAVIS SECURITIES LLC
CRD#: 138829 / SEC#: , 8-67174
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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