Mark A. Reeves

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CRD#: 1999932

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Alan Reeves, CFP® was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

August 15, 2025 - July 1, 2026

BOX FINANCIAL ADVISORS, LLC

RIA

CRD#: 155623

GRAPEVINE, TX

Past

September 26, 2022 - December 31, 2023

CORNERSTONE FINANCIAL SERVICES, INC.

RIA

CRD#: 112278

DALLAS, TX

Past

March 25, 2022 - March 26, 2024

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

DALLAS, TX

Past

March 25, 2022 - March 26, 2024

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

DALLAS, TX

Past

April 19, 2016 - March 25, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

HURST, TX

Past

October 18, 2006 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

HURST, TX

Past

October 18, 2006 - March 25, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HURST, TX

Past

October 31, 2005 - October 30, 2006

OSAIC SERVICES, INC.

CRD#: 133763

AMARILLO, TX

Past

June 3, 2002 - September 25, 2007

SUMMIT FINANCIAL GROUP

RIA

CRD#: 115142

AMARILLO, TX

Past

November 1, 1995 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 12, 1990 - November 3, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOX FINANCIAL ADVISORS, LLC

BOX FINANCIAL | BOX FINANCIAL ADVISORS, LLC | BOX FINANCIAL ADVISORS

CRD#: 155623 / SEC#: 801-127749

RIA

Registered Investment Advisory firm - (4/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/1/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/9/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/4/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BOX FINANCIAL ADVISORS, LLC

BOX FINANCIAL | BOX FINANCIAL ADVISORS, LLC | BOX FINANCIAL ADVISORS

CRD#: 155623 / SEC#: 801-127749

RIA

Registered Investment Advisory firm - (4/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/1/2023 Terminated)

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Contact information

Main Address

1600 W Northwest Hwy Suite 300, Grapevine, TX 76051

Mailing Address

Phone number

(817) 865-1811

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/5/2026)

Regulatory assets under management

Total Number of Accounts	932
AUM (Assets Under Management)	$ 96,912,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Reeves

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORNERSTONE FINANCIAL SERVICES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC SERVICES, INC.

SUMMIT FINANCIAL GROUP

SUNAMERICA SECURITIES, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

BOX FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2001

Series 63

Date: 1/8/1990

SIE

Date: 10/1/2018

Series 6

Date: 2/9/1990

Series 26

Date: 10/4/1996

Current Firm

BOX FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOX FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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