Brian R. Wilhite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Russell Wilhite, who also goes by Brian R Whilite, was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 1989. Brian had worked at 6 firms and has passed the Series 65, Series 63, Series 87, Series 3, Series 7, Series 53, Series 12, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2008 - September 3, 2009
SJ CAPITAL, INC.
February 25, 2003 - December 14, 2007
NOLLENBERGER CAPITAL PARTNERS INC.
December 2, 2002 - December 14, 2007
NOLLENBERGER CAPITAL PARTNERS INC.
July 31, 2001 - December 17, 2002
WELLS FARGO INVESTMENTS, LLC
July 10, 2001 - December 17, 2002
WELLS FARGO INVESTMENTS, LLC
October 8, 1996 - October 23, 2002
WELLS FARGO SECURITIES, LLC
September 10, 1990 - October 11, 1996
A. G. EDWARDS & SONS, INC.
November 9, 1989 - September 12, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 10/20/2000
NYSE Branch Manager ExaminationCurrent Firm
SJ CAPITAL, INC.
CRD#: 16081 / SEC#: , 8-33187
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARDINAL PACIFIC, LLC | SHAREHOLDER | |
| JIZMAGIAN, GEORGE STEPHEN | CHIEF COMPLIANCE OFFICER | 860239 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
