Michael J. Marietti

RIVERBEND PLANNING GROUP LLC

CHICAGO, IL 60606

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CRD#: 1999823

Professional summary

Michael John Marietti IV is a registered financial advisor currently at RIVERBEND PLANNING GROUP LLC located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 3 firms and has passed the Series 65 and Series 72 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MTS CAPITAL INC. 211 W Wacker Dr Chicago, IL 60606 CONSULTING BUSINESS PRESIDENT 05/2005

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Marietti IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2013 - Present

RIVERBEND PLANNING GROUP LLC

Office #1: 211 W. Wacker Dr. Suite 325, Chicago, IL 60606

RIA

CRD#: 167187

CHICAGO, IL

Past

August 12, 2013 - December 31, 2017

RIVERBEND PLANNING GROUP LLC

RIA

CRD#: 167187

CHICAGO, IL

Past

November 3, 2003 - November 7, 2007

GELBER SECURITIES, LLC

CRD#: 18367

CHICAGO, IL

Past

November 20, 1989 - February 9, 2001

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/12/2013)

IAR

Indiana
(3/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 72

Date: 10/25/2002

Government Securities Representative Examination

Current Firm

RIVERBEND PLANNING GROUP LLC

CRD#: 167187 / SEC#:

Illinois

Registered Investment Advisory firm - (8/12/2013 Approved)

Indiana

Registered Investment Advisory firm - (3/5/2018 Approved)

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Contact information

Main Address

211 W. Wacker Dr. Suite 325, Chicago, IL 60606

Mailing Address

Phone number

(312) 781-2112

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 37,307,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Marietti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Marietti IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERBEND PLANNING GROUP LLC

RIVERBEND PLANNING GROUP LLC

GELBER SECURITIES, LLC

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2013

Series 72

Date: 10/25/2002

Current Firm

RIVERBEND PLANNING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVERBEND PLANNING GROUP LLC

TRUST BUT VERIFY

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