Michael John Marietti Iv
Professional Summary
Michael John Marietti IV is a registered financial advisor currently at RIVERBEND PLANNING GROUP LLC located in Chicago, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 3 firms and has passed the Series 65 and Series 72 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RIVERBEND PLANNING GROUP LLC
Contact Information
Main Address
211 W. Wacker Dr. Suite 325, Chicago, IL 60606Phone Number
(312) 781-2112# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
44AUM (Assets Under Management)
$39,100,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/12/2013)
(3/5/2018)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Oct 2002Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Marietti IV's CRS (Customer Relationship Summary).
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