Tod M. Spring
Professional summary
Tod Marc Spring, who also goes by Todd Spring, is a registered financial advisor currently at SPRING CAPITAL MANAGEMENT located in San Mateo, California.
Tod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Tod has worked at 2 firms and has passed the Series 65, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tod Marc Spring's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2018 - Present
SPRING CAPITAL MANAGEMENT
March 8, 1990 - September 21, 1992
AELTUS CAPITAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2018)
Exams
Current Firm
SPRING CAPITAL MANAGEMENT
CRD#: 136073 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 16,185,198 |
Red Flags
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