Charles L. Cutler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Louis Cutler, ChFC®, CLU®, who also goes by Chuck Cutler, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1990. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2020 - July 9, 2026
EP WEALTH ADVISORS
June 17, 2010 - October 22, 2020
FINANCIAL INSIGHT CENTER
June 15, 2004 - January 19, 2007
ALLEGIS ADVISORS, INC.
November 15, 2001 - December 31, 2006
EQUITY SERVICES, INC.
June 23, 1999 - November 7, 2001
SECURIAN FINANCIAL SERVICES, INC.
April 21, 1999 - June 18, 1999
MONY SECURITIES CORPORATION
February 22, 1999 - October 22, 2020
THE INSIGHT GROUP, INC.
October 16, 1996 - June 18, 1999
MONY SECURITIES CORPORATION
February 8, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
February 8, 1990 - April 16, 1999
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
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