Cyril D. Peterson
Professional summary
Cyril David Peterson, who also goes by David Peterson, is a registered financial advisor currently at PETERSON GARRETT, LLC located in Los Angeles, California.
Cyril is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Cyril has worked at 20 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cyril David Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2016 - Present
PETERSON GARRETT, LLC
March 9, 2007 - January 19, 2016
OSAIC SERVICES, INC.
October 31, 2005 - January 19, 2016
OSAIC SERVICES, INC.
January 25, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 29, 2003 - January 6, 2005
J.P. TURNER & COMPANY, L.L.C.
December 19, 2002 - August 26, 2003
FOX & COMPANY INVESTMENTS INC.
May 6, 2002 - December 16, 2002
FIRST ALLIED SECURITIES, INC.
April 13, 1999 - January 31, 2000
SCHONFELD SECURITIES, LLC
November 5, 1998 - April 14, 1999
SANDS BROTHERS & CO., LTD.
April 29, 1998 - October 12, 1998
GLEACHER & COMPANY SECURITIES, INC.
October 27, 1997 - March 4, 1998
CARLIN EQUITIES, LLC
September 13, 1995 - October 10, 1997
KERN, SUSLOW SECURITIES, INC.
October 10, 1994 - September 5, 1995
MARION BASS SECURITIES CORPORATION
March 14, 1994 - August 10, 1994
PRIME CHARTER LTD.
September 24, 1993 - March 24, 1994
J.P. MORGAN SECURITIES LLC
March 3, 1993 - September 27, 1993
PRIME CHARTER LTD.
October 6, 1992 - March 4, 1993
SAMUEL A. RAMIREZ & COMPANY, INC.
November 20, 1991 - September 18, 1992
W.J. NOLAN & COMPANY, INC.
April 9, 1991 - November 25, 1991
ROBERT THOMAS SECURITIES, INC
February 25, 1991 - March 25, 1991
FIRST MONTAUK SECURITIES CORP.
January 1, 1990 - December 20, 1990
MORGAN STANLEY DW INC.
October 31, 1989 - January 15, 1990
BAIKIE & ALCANTARA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2016)
Exams
Series 55
Date: 6/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
PETERSON GARRETT, LLC
CRD#: 281801 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 6,850,620 |
Red Flags
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