MC
Michael C. Chandler
WORLD EQUITY GROUP
Fayetteville, NC 28303
Some features on this profile are disabled
CRD#: 1999628
MC
Professional summary
Michael Colin Chandler, who also goes by Mike Chandler, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Fayetteville, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Chandler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DOING BUSINESS AS:DOGWOOD CAPITAL MANAGEMENT, LLC. 2921 Damascus Rd., Fayetteville, NC 28303Investment Related. Start Date: 10/2008. President, Investment and financial planning. Number hours/month 160. 140 hours/month during securities trading hours. 2) Karen Chandler Trust, not investment related. P.O. Box 87292, Fayetteville, NC 28304, Start Date10/1992. Board Member. Fund Raising and work with and assist cancer patients with their bills and transportation to appointments. 5 Hrs/months and 3 hours/month during securities trading hours. 3) BOARD OF TRUSTEE FAYETTEVILLE TECHNICAL COMMUNITY COLLEGE; Not investment related; Address: 2817 FT BRAGG RD, NC, 28303; Nature of OBA: ONE OF 8 BOARD OF TRUSTEE'S. WE OVERSEE FTCC AND SUPPORT THE COMMUNITY COLLEGE MISSION AND ASSIST IN SUPPORTING TRADE TRAINING SPECIFICALLY THE LOCAL COMMUNITY. APPOINTMENT BY THE SPEAKER OF HOUSE STATE OF NC; Posn/Title: BOARD OF TRUSTEE; Start Date: 08/17/2025; Approx No of Hrs/Mth for OBA: 6 Hrs; Approx No of Hrs/Mth for OBA during trading Hrs 6 Hrs; Duties: OVERSITE OPERATIONS ON FAYETTEVILLE TECH. COMMUNITY COLLEGE
CRS (Client Relationship Summary) - RIA
Click below to view Michael Colin Chandler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Colin Chandler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2014 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2921 Damascus Road, Fayetteville, NC 28303RIA
BD
CRD#: 29087
Fayetteville, NC
Current
February 17, 2020 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2921 Damascus Road, Fayetteville, NC 28303RIA
BD
CRD#: 29087
Fayetteville, NC
Past
August 31, 2011 - July 20, 2012
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.
RIA
CRD#: 155820
FAYETTEVILLE, NC
Past
November 20, 2008 - November 5, 2010
BREWER INVESTMENT ADVISORS LLC
RIA
CRD#: 134631
CHICAGO, IL
Past
November 20, 2008 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
BD
CRD#: 132558
FAYETTEVILLE, NC
Past
January 7, 2005 - August 14, 2008
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FAYETTEVILLE, NC
Past
December 2, 2004 - August 14, 2008
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FAYETTEVILLE, NC
Past
June 20, 2001 - December 17, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FAYETTEVILLE, NC
Past
November 25, 1998 - December 17, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 19, 1989 - December 4, 1998
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/23/2021)
RR
Florida(2/21/2020)
RR
Illinois(3/16/2020)
IAR
Illinois(3/16/2020)
RR
Louisiana(1/19/2021)
IAR
North Carolina(7/1/2014)
RR
North Carolina(2/19/2020)
RR
Ohio(10/3/2023)
RR
Pennsylvania(1/5/2024)
RR
South Carolina(1/8/2025)
IAR
Virginia(11/27/2019)
RR
Virginia(2/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/24/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
