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Robert David Luecke

CRD# 1999585·Registered 1990 - 2008
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert David Luecke was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1990 - 2008. Robert had worked at 7 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 4, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

INTEGRITY TRADING, INC.·CRD# 104236
BD
Kirkland, WA
May 22, 2001 - April 23, 2008
RICHMARK CAPITAL CORPORATION·CRD# 43162
BD
Irving, TX
August 18, 1998 - May 23, 2001
ALL-TECH DIRECT, INC.·CRD# 13992
BD
Montvale, NJ
March 8, 1997 - March 15, 1998
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
January 23, 1995 - December 31, 1996
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 18, 1993 - February 1, 1995
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
November 24, 1990 - June 25, 1993
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
January 24, 1990 - November 30, 1990

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Current Firm

IT
INTEGRITY TRADING, INC.

INTEGRITY TRADING, INC. | RML TRADING, INC. | RML TRADING

CRD#: 104236 / SEC#: 8-52704
BD
Terminated by SEC on 09/20/2008

Contact Information

Established

Delaware since 02/10/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED FINANCIAL, LLCDIRECT OWNER—
ACTMAN, ANDREW HOWARDCHIEF EXECUTIVE OFFICER AND PRESIDENT2869087
BARRILLEAUX, JANICE JONESCHIEF OPERATING OFFICER2339063
LYONS, JASON ROBERTCHIEF FINANCIAL OFFICER2921790
MOSCHETTO, JAMES ANDREWSROP/CROP4330105
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2006About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1998

Series 7 — General Securities Representative Examination

Passed Jan 1990About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 2006About the Series 4 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 2006About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Jan 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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