Robert D. Luecke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Luecke was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 7 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 4, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2001 - April 23, 2008
INTEGRITY TRADING, INC.
August 18, 1998 - May 23, 2001
RICHMARK CAPITAL CORPORATION
March 8, 1997 - March 15, 1998
ALL-TECH DIRECT, INC.
January 23, 1995 - December 31, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
June 18, 1993 - February 1, 1995
H.J. MEYERS & CO., INC.
November 24, 1990 - June 25, 1993
CHATFIELD DEAN & CO., INC.
January 24, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/26/1998
Limited Representative-Equity Trader ExamSeries 28
Date: 1/9/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INTEGRITY TRADING, INC.
CRD#: 104236 / SEC#: , 8-52704
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIGHTSPEED FINANCIAL, LLC | DIRECT OWNER | |
| ACTMAN, ANDREW HOWARD | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2869087 |
| BARRILLEAUX, JANICE JONES | CHIEF OPERATING OFFICER | 2339063 |
| LYONS, JASON ROBERT | CHIEF FINANCIAL OFFICER | 2921790 |
| MOSCHETTO, JAMES ANDREW | SROP/CROP | 4330105 |
| PETZOLD, KEITH WILLIAM | CHIEF COMPLIANCE OFFICER | 2944070 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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