Todd Duncan Knickerbocker
Professional Summary
Todd Duncan Knickerbocker is a registered financial advisor currently at STONEBROOK PRIVATE LLC located in Northville, Michigan. Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Todd has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC
Contact Information
Main Address
182 E Main Street, Northville, MI 48167Phone Number
(248) 349-3027# of Employees
11SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,146AUM (Assets Under Management)
$936,969,533Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC
State Registrations and Notice Filings
(6/30/2023)
(6/28/2023)
(7/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2009About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2009About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Todd Duncan Knickerbocker's CRS (Customer Relationship Summary).
Services Offered by Todd
- Financial Planning
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
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