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Todd Duncan Knickerbocker

Todd D. Knickerbocker

STONEBROOK PRIVATE LLC | Sr VP Investments
Northville, MI 48167
Some features on this profile are disabled
CRD#: 1999505
Todd Duncan Knickerbocker

Professional summary

Todd Duncan Knickerbocker is a registered financial advisor currently at STONEBROOK PRIVATE LLC located in Northville, Michigan.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Todd has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

What are your service offerings?
Financial planning
Loans/credit services
Philanthropic services
Trading individual securities
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAKEHOUSE VENTURES PARTNERS; INVESTMENT-RELATED; 24001 VIA CASTELLA, UNIT 3201, BONITA SPRINGS, FL 34134; PRIVATE EQUITY; INVESTOR; 1/1/2021; 1 HOUR PER MONTH; LIMITED PARTNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Duncan Knickerbocker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2023 - Present

STONEBROOK PRIVATE LLC

Office #1: 182 E Main Street, Northville, MI 48167
RIA
CRD#: 325434
Northville, MI
Past

June 9, 2010 - July 10, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NORTHVILLE, MI
Past

March 2, 2006 - December 31, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NORTHVILLE, MI
Past

August 12, 2005 - July 10, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NORTHVILLE, MI
Past

February 6, 2003 - August 15, 2005

EDWARD JONES

RIA
CRD#: 250
NORTHVILLE, MI
Past

October 25, 1989 - August 15, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
STONEBROOK PRIVATE LLC
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC

CRD#: 325434 / SEC#: 801-127617

RIA
Registered Investment Advisory firm - (4/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/30/2023)
IAR
Michigan
(6/28/2023)
IAR
Texas
(7/13/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/8/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/28/2009
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/16/2009
General Securities Sales Supervisor - General Module Examination

Current Firm

SP
STONEBROOK PRIVATE LLC
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC

CRD#: 325434 / SEC#: 801-127617

RIA
Registered Investment Advisory firm - (4/7/2023 Approved)
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Contact information

Main Address
182 E Main Street, Northville, MI 48167
Mailing Address
Phone number
(248) 349-3027
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STONEBROOK PRIVATE ADV PART 2A 5-14-2025 (5/22/2025)
STONEBROOK WRAP FEE PROGRAM SCHWAB 5-16-2025 (5/22/2025)
STONEBROOK PRIVATE WRAP BROCHURE 02-07-2025 (2/10/2025)

Regulatory assets under management

Total Number of Accounts3,848
AUM (Assets Under Management)$ 794,216,860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEBROOK PRIVATE LLC

Sr VP InvestmentsCRD#: 325434Northville, MI 48167

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Contact information

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