Gregory T. Risinger

FIRST CITIZENS ASSET MANAGEMENT

COLUMBIA, SC 29206

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CRD#: 1999473

Professional summary

Gregory Todd Risinger, CFP® is a registered financial advisor currently at FIRST CITIZENS ASSET MANAGEMENT, INC located in Columbia, South Carolina and FIRST CITIZENS INVESTOR SERVICES, INC. located in Columbia, South Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Gregory has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Todd Risinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gregory Todd Risinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

May 27, 2009 - Present

FIRST CITIZENS ASSET MANAGEMENT, INC

Office #1: 4801 Forest Drive, Columbia, SC 29206

RIA

CRD#: 140777

COLUMBIA, SC

Current

May 15, 2017 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 4801 Forest Drive, Columbia, SC 29206

RIA

CRD#: 44430

COLUMBIA, SC

Current

January 4, 2016 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 4801 Forest Drive, Columbia, SC 29206

RIA

CRD#: 44430

COLUMBIA, SC

Past

May 26, 2009 - January 4, 2016

FIRST CITIZENS SECURITIES CORPORATION

CRD#: 140161

COLUMBIA, SC

Past

December 15, 2004 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHAPIN, SC

Past

October 1, 2000 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHAPIN, SC

Past

December 9, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

November 17, 1997 - March 16, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

June 1, 1996 - June 20, 1997

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

May 5, 1994 - June 23, 1997

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

August 12, 1993 - December 20, 1993

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

July 19, 1993 - June 1, 1996

NATIONAL CITY INVESTMENTS CORPORATION

CRD#: 17365

Past

January 3, 1991 - June 9, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

October 25, 1989 - December 24, 1990

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430 / SEC#: 801-57302, 8-50696

RIA

Registered Investment Advisory firm - SEC (2/22/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/12/2020)

Colorado
(4/18/2023)

Connecticut
(7/9/2019)

Florida
(1/4/2016)

Georgia
(1/4/2016)

Illinois
(9/5/2018)

Indiana
(1/4/2016)

Kentucky
(1/16/2019)

Louisiana
(2/24/2017)

Maryland
(2/24/2017)

New Jersey
(2/24/2017)

North Carolina
(1/4/2016)

Pennsylvania
(1/4/2016)

IAR

South Carolina
(5/27/2009)

South Carolina
(1/4/2016)

Texas
(1/4/2016)

Virginia
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430 / SEC#: 801-57302, 8-50696

RIA

Registered Investment Advisory firm - SEC (2/22/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

8540 Colonnade Center Drive, Raleigh, NC 27615-3052

Mailing Address

P.o. Box 27131, Raleigh, NC 27611-7131

Phone number

(919) 986-3546

Established

North Carolina since 01/11/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

322

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FCIS FIRM BROCHURE (11/18/2025)

FCIS WRAP BROCHURE (11/18/2025)

Direct owners and executive officers

Name	Position	CRD#
FIRST-CITIZENS BANK & TRUST COMPANY	100% OWNER
BILITER, DAVID LEE	DIRECTOR, PRESIDENT	1690995
CECE, MARY	SECRETARY	2135583
LONGEST, MICHAEL LEE	DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY	6692593
MARRONE, MARK STEPHEN	CHIEF COMPLIANCE OFFICER	1987907
MCCALLUM, CHARLES FALCONER III	DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE	2697260
WALSH, WILLIAM JAMES	DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR	4883580
WILSON, MICHAEL CHRISTOPHER	DIRECTOR, WEALTH MANAGEMENT EXECUTIVE	4301352

Regulatory assets under management

Total Number of Accounts	6,706
AUM (Assets Under Management)	$ 2,098,769,026

Disclosures

Regulatory Event	2
Arbitration	4

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/30/2026	Cover Page	Report
01/13/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory T. Risinger

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Todd Risinger's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gregory Todd Risinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

EDWARD JONES

NATCITY INVESTMENTS, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATIONAL CITY INVESTMENTS CORPORATION

INVEST FINANCIAL CORPORATION

EDWARD JONES

Primary Firm SEC Registration

FIRST CITIZENS INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2004

Series 63

Date: 11/21/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1989

FINRA

Current Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

FIRST CITIZENS INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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