PG
Philip Giammarino
KESTRA ADVISORY SERVICES
Port Jefferson, NY 11777
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CRD#: 1999395
PG
Professional summary
Philip Giammarino is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and GANIM PRIVATE WEALTH located in Shelton, Connecticut.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Philip has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: PMG Capital Management Corp. Investment Related: No Address: 2 Van Cott Place North Bellmore NY 11710 Nature of Business: Other Back Office Operations Position, Title or Relationship: Owner, President Start Date: 1/9/2020 Hours per month outside trading hours: 8 Hours per month during trading hours: 7 Duties: Pass through entity used to pay bills Business Name: Soundview Capital Mgmt Partners Inc. Investment Related: No Address: 2 Van Cott Place North Bellmore NY 11710 Nature of Business: Other Back Office Operations Position, Title or Relationship: Co-owner, President Start Date: 1/10/2020 Hours per month outside trading hours: 8 Hours per month during trading hours: 2 Duties: Pay bills Business Name: 1303 Main, LLC Investment Related: No Address: 1303 Main Street Port Jefferson NY 11777 Nature of Business: Rental/Leasing of Commercial Property Title or Relationship: Co-owner Start Date: 8/15/2020 Hours per month outside trading hours:5 Hours per month during trading hours: 5 Duties: Management of property, pay bills. Business Name: COASTLINE HOLDINGS GROUP, LLC POS: Member NOB: Investment advisory services through an independent outside RIA INV REL: Yes NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 63 START DATE: 12/28/2020 ADDRESS: 414 Main Street, Suite 302, Port Jefferson NY 11777 DESC: Management, investment advice and financial planning I am a registered representative of Kestra Financial Services which is a broker dealer. I have an LLC formed for the purpose of owning a building with my business partners. Business Name: 7 Claw LLC; Investment Related: No Address: 1303 Main Street Port Jefferson NY 11777 Nature of Business: Private corporation for the purpose of Real Estate investment.; Title: Member; Start Date: 2022-05-02; Hours per month outside trading hours:5% Hours per month during trading hours: 0% Percentage of total yearly compensation expected to be derived from the business: 1; Duties: Review and vote on investment opportunities related to private real estate deals. Business Name: Coastline Wealth Management Russell Giammarino Wealth Management; Investment Related: No 1303 Main Street Port Jefferson NY 11710 USA; Title: Director of Premier Wealth Management; Start date: 2020-03-13; Hours per month outside trading hours: 22 Hours per month during trading hours: 130; Percentage of total yearly compensation expected to be derived from the business: 90; Duties: Registered rep activities include sales of stocks, bonds and mutual funds as well as managed money products such as fee based accounts. Business Name: Kestra Advisory Services LLC; Investment Related: Yes; Address: 5707 Southwest Parkway, Bldg. 2, Ste. 400 Austin TX 78735 USA; Title: Director of Premier Wealth Management; Start date: 2020-03-13; Hours per month outside trading hours: 11; Hours per month during trading hours: 77; Percentage of total yearly compensation expected to be derived from the business: 85; Duties: Investment advisor in fee based accounts;
CRS (Client Relationship Summary) - RIA
Click below to view Philip Giammarino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 414 Main St Suite 302, Port Jefferson, NY 11777RIA
CRD#: 283330
Port Jefferson, NY
Current
May 16, 2022 - Present
GANIM PRIVATE WEALTH
Office #1: 2 Enterprise Drive Suite 305, Shelton, CT 06484RIA
CRD#: 285679
Shelton, CT
Current
March 13, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Port Jefferson, NY
Past
April 8, 2011 - March 24, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PORT JEFFERSON, NY
Past
April 8, 2011 - March 24, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PORT JEFFERSON, NY
Past
August 14, 2007 - April 11, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PORT JEFFERSON, NY
Past
July 1, 2003 - April 11, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PORT JEFFERSON, NY
Past
October 26, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 20, 1991 - October 13, 1998
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/13/2020)
RR
California(3/13/2020)
RR
Colorado(3/13/2020)
RR
Connecticut(3/13/2020)
IAR
Connecticut(5/16/2022)
RR
District of Columbia(3/13/2020)
RR
Florida(3/13/2020)
RR
Georgia(1/16/2021)
RR
Maine(3/13/2020)
RR
Maryland(3/13/2020)
RR
Massachusetts(9/3/2020)
RR
Michigan(3/13/2020)
RR
Nebraska(5/22/2020)
RR
Nevada(8/19/2021)
RR
New Jersey(3/13/2020)
RR
New Mexico(3/13/2020)
RR
New York(3/13/2020)
IAR
New York(6/7/2021)
RR
North Carolina(3/26/2020)
RR
Ohio(3/13/2020)
RR
Oregon(3/13/2020)
RR
Pennsylvania(3/13/2020)
RR
South Carolina(3/13/2020)
RR
Texas(3/13/2020)
RR
Vermont(8/12/2020)
RR
Virgin Islands(10/6/2022)
RR
Virginia(3/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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