Mark Peter Malek
Professional Summary
Mark Peter Malek is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Jersey City, New Jersey and MURIEL SIEBERT & CO., LLC located in New York, New York. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
Contact Information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282Mailing Address
653 Collins Avenue, Miami Beach, FL 33139Phone Number
(800) 872-0444# of Employees
43SEC notice filing (43 States and Territories)
Registered to provide investment advisory services in 43 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
973AUM (Assets Under Management)
$391,509,579Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
State Registrations and Notice Filings
(11/4/2019)
(5/10/2018)
(11/19/2019)
(12/19/2017)
(11/4/2019)
(7/24/2018)
(2/15/2018)
(1/22/2020)
(11/5/2019)
(2/20/2018)
(11/22/2019)
(11/12/2019)
(6/30/2021)
(1/29/2018)
(11/5/2019)
(11/6/2019)
(1/23/2020)
(2/6/2020)
(8/4/2020)
(11/1/2017)
(8/27/2021)
(5/18/2018)
(11/4/2019)
(12/20/2017)
(11/6/2019)
(11/5/2019)
(11/5/2019)
(1/23/2020)
(11/5/2019)
(11/4/2019)
(3/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Peter Malek's CRS (Customer Relationship Summary).
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