JM
John W. Mackimm
EVEREST FINANCIAL GROUP
Minneapolis, MN 55416-1029
Some features on this profile are disabled
CRD#: 1999164
JM
Professional summary
John William Mackimm II is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Minneapolis, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***JOHN W MACKIMM II POSITION: notary NATURE: NOTARY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: notary ***JOHN W MACKIMM II POSITION: insurance sales NATURE: AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: insurance sales ***INVESTMENT ADVISOR REP POSITION: investment advisor NATURE: EVEREST FINANCIAL GROUP LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 85 SECURITIES TRADING HOURS: 85 START DATE: 01/01/2006 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: investment advisor rep ***JOHN MACKIMM POSITION: arbitrator NATURE: FNRA arbitrator INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 3153 39th Ave S, Minneapolis MN 55406, United States DESCRIPTION: arbitration ***JOHN MACKIMM ARBITRATOR POSITION: arbitrator NATURE: FNRA arbitrator INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1996 ADDRESS: 701 Xenia Ave S, #250, Golden Valley MN 55416, United States DESCRIPTION: FNRA arbitration panels
CRS (Client Relationship Summary) - RIA
Click below to view John William Mackimm II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2012 - Present
EVEREST FINANCIAL GROUP
Office #1: 701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029RIA
CRD#: 137260
Minneapolis, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
November 30, 2005 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
January 1, 2004 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 7, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
February 4, 1994 - July 1, 2003
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
June 12, 1993 - January 17, 1994
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 25, 1989 - April 19, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 25, 1989 - April 19, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(5/8/2020)
RR
Arizona(6/14/2024)
IAR
California(5/8/2020)
RR
California(6/14/2024)
RR
Florida(6/14/2024)
IAR
Minnesota(1/30/2014)
RR
Minnesota(6/14/2024)
RR
New Mexico(6/14/2024)
RR
North Carolina(6/14/2024)
IAR
Texas(8/9/2012)
RR
Texas(6/14/2024)
RR
Utah(6/14/2024)
IAR
Washington(5/8/2020)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
