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Alex Vladimir Gincherman

CRD# 1999018·Registered 1992 - 1994
Previously Registered: Being a previously registered professional could mean that Alex is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alex Vladimir Gincherman, who also goes by Alex V Gincherman, Sasha Gincherman, Alex Vladimir Sasha, was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 1992 - 1994. Alex had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex V Gincherman, Sasha Gincherman, Alex Vladimir Sasha

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CARTWRIGHT AND WALKER SECURITIES, INCORPORATED·CRD# 23504
BD
Los Angeles, CA
March 14, 1994 - November 23, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
November 5, 1993 - March 4, 1994
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
August 25, 1993 - October 19, 1993
ROBERT M. COHEN & CO., INC.·CRD# 21806
BD
Great Neck, NY
October 29, 1992 - August 31, 1993
MERIDIAN, DUNHILL & CO., INC.·CRD# 15294
BD
July 9, 1992 - October 21, 1992
AMERICAN BOND GROUP, INC.·CRD# 18318
BD
May 12, 1992 - November 5, 1992
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
February 5, 1992 - April 1, 1992

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Current Firm

CA
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED

CANTRELL AND HU, INC. | CARTWRIGHT AND WALKER SECURITIES, INCORPORATED | CANTRELL, KIM AND YU, INCORPORATED

CRD#: 23504 / SEC#: 8-40493
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

California since 03/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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