John V. Hiers
Professional summary
John Vernon Hiers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 6 firms, which includes STANDARD INVESTMENT CHARTERED INCORPORATED, DONALD & CO. SECURITIES INC., FINANCE 500 INC., ROBERT SCOTT SECURITIES INC., SUNPOINT SECURITIES INC., VESTCORP SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1997 - November 26, 1997
STANDARD INVESTMENT CHARTERED INCORPORATED
August 16, 1996 - March 6, 1997
DONALD & CO. SECURITIES INC.
May 11, 1995 - July 29, 1996
FINANCE 500, INC.
March 16, 1995 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
July 1, 1993 - January 1, 1994
SUNPOINT SECURITIES, INC.
November 9, 1989 - June 18, 1993
VESTCORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STANDARD INVESTMENT CHARTERED INCORPORATED
CRD#: 23505 / SEC#: , 8-40468
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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